Personnel Hong Kong SFC License Details (ID 79515)

Personnel Hong Kong SFC License Details (ID 79515)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AEGON ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2015-07-14	2022-04-29
	RO	Dealing in securities	2015-07-14	2022-04-29
	Rep	Advising on securities	2015-06-10	2015-07-14
	Rep	Dealing in securities	2015-06-10	2015-07-14
FIL Investment Management (Hong Kong) Limited	Rep	Asset management	2010-04-30	2015-04-24
	Rep	Advising on securities	2010-04-16	2015-04-24
	Rep	Dealing in securities	2010-04-16	2015-04-24
NNIP HONG KONG LIMITED	Rep	Advising on securities	2007-01-18	2010-03-26
	Rep	Dealing in securities	2007-01-18	2010-03-26