Personnel Hong Kong SFC License Details (ID 79521)

Personnel Hong Kong SFC License Details (ID 79521)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2006-09-06	-
	Rep	Asset management	2006-09-06	2021-02-26
	Rep	Dealing in securities	2006-09-01	-
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Dealing in securities	2005-03-29	2006-08-07
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-03-10
	Rep	Advising on securities	2003-04-01	2005-03-10
	Rep	Asset management	2003-04-01	2005-03-10
	Rep	Dealing in securities	2003-04-01	2006-08-07
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on corporate finance	2003-04-01	2005-03-01
	Rep	Advising on securities	2003-04-01	2005-03-10
	Rep	Asset management	2003-04-01	2005-03-10