Personnel Hong Kong SFC License Details (ID 79524)

Personnel Hong Kong SFC License Details (ID 79524)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2019-01-01	-
	Rep	Dealing in securities	2019-01-01	-
	Rep	Advising on securities	2016-06-20	2018-12-31
	Rep	Dealing in securities	2016-06-20	2018-12-31
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Dealing in securities	2015-06-01	2016-06-01
Allianz Global Investors Hong Kong Limited	Rep	Dealing in securities	2012-07-03	2015-05-31
Amundi Hong Kong Limited	Rep	Advising on securities	2012-03-14	2012-05-25
	Rep	Asset management	2012-03-14	2012-05-25
	Rep	Dealing in securities	2012-03-14	2012-05-25
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2011-03-15	2012-02-24
	Rep	Asset management	2011-03-15	2012-02-24
	Rep	Dealing in securities	2011-03-15	2012-02-24
BOA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2010-04-16	2011-02-12
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-06-25
	Rep	Advising on securities	2003-04-01	2003-06-25
	Rep	Asset management	2003-04-01	2003-06-25
	Rep	Dealing in securities	2003-04-01	2007-05-07