| HSBC Global Asset Management (Hong Kong) Limited | RO | Advising on futures contracts | 2022-02-10 | - |
| RO | Advising on securities | 2022-02-10 | - |
| RO | Asset management | 2022-02-10 | - |
| RO | Dealing in futures contracts | 2022-02-10 | - |
| RO | Dealing in securities | 2022-02-10 | - |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Asset management | 2022-02-10 | 2024-12-31 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | RO | Advising on futures contracts | 2022-02-10 | - |
| RO | Advising on securities | 2022-02-10 | - |
| RO | Asset management | 2022-02-10 | - |
| RO | Dealing in securities | 2022-02-10 | - |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2021-11-12 | 2022-02-10 |
| Rep | Advising on securities | 2021-11-12 | 2022-02-10 |
| Rep | Asset management | 2021-11-12 | 2022-02-10 |
| Rep | Dealing in futures contracts | 2021-11-12 | 2022-02-10 |
| Rep | Dealing in securities | 2021-11-12 | 2022-02-10 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Asset management | 2021-11-12 | 2022-02-10 |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2021-11-12 | 2022-02-10 |
| Rep | Advising on securities | 2021-11-12 | 2022-02-10 |
| Rep | Asset management | 2021-11-12 | 2022-02-10 |
| Rep | Dealing in securities | 2021-11-12 | 2022-02-10 |
| FIL Investment Management (Hong Kong) Limited | RO | Advising on securities | 2017-08-07 | 2020-01-01 |
| RO | Dealing in securities | 2017-08-07 | 2020-01-01 |
| Rep | Advising on securities | 2005-07-25 | 2017-08-07 |
| Rep | Dealing in securities | 2005-07-25 | 2017-08-07 |
| Rep | Asset management | 2005-07-25 | 2018-04-27 |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-11-11 |
| Rep | Advising on securities | 2003-04-01 | 2005-07-22 |
| Rep | Asset management | 2003-04-01 | 2005-07-22 |