Personnel Hong Kong SFC License Details (ID 79535)

Personnel Hong Kong SFC License Details (ID 79535)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2025-04-01	-
	Rep	Dealing in securities	2025-04-01	-
	RO	Advising on securities	2024-08-14	2025-04-01
	RO	Dealing in securities	2024-08-14	2025-04-01
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2012-09-24	2014-12-31
	Rep	Asset management	2012-09-24	2014-12-31
	Rep	Dealing in securities	2012-09-24	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Asset management	2012-09-24	2015-08-31
	Rep	Advising on securities	2012-09-24	2024-08-14
	Rep	Dealing in securities	2012-09-24	2024-08-14
FIL Investment Management (Hong Kong) Limited	Rep	Asset management	2006-10-12	2012-08-31
	Rep	Dealing in securities	2006-10-12	2012-08-31