Personnel Hong Kong SFC License Details (ID 79538)

Personnel Hong Kong SFC License Details (ID 79538)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2018-03-20	-
	RO	Dealing in securities	2018-03-20	-
	Rep	Advising on securities	2017-08-11	2018-03-20
	Rep	Dealing in securities	2017-08-11	2018-03-20
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2014-03-14	2015-09-30
	Rep	Dealing in securities	2014-03-14	2015-09-30
FIL Investment Management (Hong Kong) Limited	Rep	Asset management	2010-03-24	2012-02-29
	Rep	Dealing in securities	2010-03-10	2012-02-29
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2003-08-28	2005-03-15
	Rep	Dealing in securities	2003-08-28	2010-03-01
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2003-08-28	2010-03-01
	Rep	Dealing in securities	2003-08-28	2010-03-01