Personnel Hong Kong SFC License Details (ID 79542)

Personnel Hong Kong SFC License Details (ID 79542)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Dealing in securities	2022-07-01	-
Legg Mason Asset Management Hong Kong Limited	Rep	Dealing in securities	2020-11-16	2022-06-30
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Dealing in securities	2019-11-25	2022-06-30
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2018-07-26	2019-11-14
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Dealing in securities	2018-07-26	2019-11-14
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2017-12-06	2018-07-12
	Rep	Dealing in securities	2017-12-06	2018-07-12
FIL Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2011-03-23	2017-11-10
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Dealing in securities	2009-02-12	2011-03-02