Personnel Hong Kong SFC License Details (ID 79567)

Personnel Hong Kong SFC License Details (ID 79567)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Management (Hong Kong) Limited	RO	Advising on securities	2012-06-12	2018-06-29
	RO	Asset management	2012-06-12	2018-06-29
	RO	Dealing in securities	2012-06-12	2018-06-29
	Rep	Advising on securities	2011-07-19	2012-06-12
	Rep	Asset management	2011-07-19	2012-06-12
	Rep	Dealing in securities	2011-07-19	2012-06-12
BlackRock Asset Management North Asia Limited	RO	Advising on corporate finance	2006-06-08	2009-12-01
	RO	Advising on securities	2006-06-08	2009-12-01
	RO	Asset management	2006-06-08	2009-12-01