Yau, Wai Sum 丘慧心

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2005-10-14	-
	Rep	Asset management	2005-10-14	-
	Rep	Dealing in securities	2005-10-14	-
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-12-30
	Rep	Asset management	2003-04-01	2003-12-30
	Rep	Advising on securities	2003-04-01	2004-04-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2005-10-14	-
	Rep	Asset management	2005-10-14	-
	Rep	Dealing in securities	2005-10-14	-
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-12-30
	Rep	Asset management	2003-04-01	2003-12-30
	Rep	Advising on securities	2003-04-01	2004-04-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.