Personnel Hong Kong SFC License Details (ID 79578)

Personnel Hong Kong SFC License Details (ID 79578)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2013-11-11	2014-11-14
	Rep	Dealing in securities	2013-11-11	2014-11-14
GEO Securities Limited	Rep	Dealing in securities	2013-09-30	2013-10-31
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2011-08-30	2012-01-18
	Rep	Asset management	2011-08-30	2012-01-18
	Rep	Dealing in securities	2011-08-30	2012-01-18
BCT Financial Limited	Rep	Advising on securities	2011-06-01	2011-08-22
BANK CONSORTIUM TRUST COMPANY LIMITED	Rep	Advising on securities	2008-10-22	2011-05-31