| Asia Pacific Financial Capital Limited | RO | Advising on corporate finance | 2021-04-29 | - |
| Rep | Advising on corporate finance | 2020-03-13 | 2021-04-29 |
| Asia Pacific Securities Limited | RO | Advising on securities | 2019-02-18 | - |
| Asia Pacific Asset Management Limited | RO | Asset management | 2018-02-08 | - |
| Asia Pacific Securities Limited | RO | Dealing in futures contracts | 2015-12-16 | - |
| Rep | Dealing in futures contracts | 2012-05-23 | 2015-12-16 |
| RO | Dealing in securities | 2008-08-19 | - |
| YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-09-27 | 2010-04-08 |
| Asia Pacific Securities Limited | Rep | Dealing in securities | 2007-06-18 | 2008-08-19 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-05-11 | 2007-06-07 |
| TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2005-05-11 | 2005-10-06 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-04-26 | 2005-05-09 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-08-13 | 2005-05-09 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-04-01 | 2003-06-11 |