| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-01-24 | - |
| Rep | Dealing in securities | 2013-12-16 | - | |
| Asia Pacific Securities Limited | Rep | Dealing in securities | 2011-03-01 | 2013-02-04 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-12-08 | 2010-09-18 |
| Ark Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-10-12 | 2010-09-18 |
| GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2006-05-22 | 2006-10-04 |
| TSE'S SECURITIES LIMITED | Rep | Dealing in securities | 2006-03-02 | 2006-03-02 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-10-07 | 2005-12-31 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-12-28 | 2005-10-07 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-09-16 | 2004-11-11 |
| SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2003-09-30 | 2004-03-18 |
| SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2003-09-30 | 2004-03-18 |
| SBI China Capital Securities Limited | Rep | Dealing in securities | 2003-09-30 | 2004-03-18 |
| Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2003-09-15 | 2003-09-26 |
| BERICH BROKERAGE LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-04-07 |
| Rep | Advising on securities | 2003-04-01 | 2003-04-07 | |
| Rep | Asset management | 2003-04-01 | 2003-04-07 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-04-07 | |
| BERICH FUTURES (H.K.) COMPANY LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-04-07 |
| Rep | Asset management | 2003-04-01 | 2003-04-07 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-04-07 |
No HKMA registrations in the collected records.