Personnel Hong Kong SFC License Details (ID 79594)

Personnel Hong Kong SFC License Details (ID 79594)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mage Securities Limited	RO	Dealing in futures contracts	2018-11-22	2025-02-26
	RO	Advising on securities	2018-04-06	2025-02-26
	RO	Dealing in securities	2018-04-06	2025-02-26
	Rep	Advising on securities	2018-01-23	2018-04-06
	Rep	Dealing in securities	2018-01-23	2018-04-06
LT Finance Management Limited	RO	Advising on futures contracts	2017-06-07	2017-11-30
LT Securities Limited	RO	Dealing in futures contracts	2017-06-07	2017-11-30
LT Finance Management Limited	RO	Advising on securities	2014-12-18	2017-11-30
LT Securities Limited	RO	Dealing in securities	2014-12-18	2017-11-30
	Rep	Dealing in securities	2014-08-25	2014-12-18
	Rep	Dealing in futures contracts	2014-08-25	2017-06-07
Asia Pacific Securities Limited	Rep	Dealing in futures contracts	2014-02-18	2014-08-01
	Rep	Dealing in securities	2011-03-21	2014-08-01