| Asia Pacific Securities Limited | Rep | Dealing in securities | 2005-10-13 | - |
| YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-10-13 | 2010-04-08 |
| Asia Pacific Securities Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-29 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-29 |
| Rep | Advising on securities | 2003-04-01 | 2005-03-31 |
| Rep | Dealing in securities | 2003-04-01 | 2005-03-31 |
| YUE XIU FUTURES COMPANY LIMITED | RO | Advising on futures contracts | 2003-04-01 | 2003-06-01 |
| RO | Asset management | 2003-04-01 | 2003-06-01 |
| RO | Dealing in futures contracts | 2003-04-01 | 2003-06-01 |