| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CAPITAL GLOBAL MANAGEMENT LIMITED | RO | Advising on securities | 2017-01-05 | - |
| RO | Asset management | 2017-01-05 | - | |
| FIRST SECURITIES (HK) LIMITED | RO | Asset management | 2009-08-03 | - |
| TIS SECURITIES (HK) LIMITED | Rep | Advising on securities | 2009-02-09 | 2009-03-08 |
| KGI WEALTH MANAGEMENT LIMITED | RO | Asset management | 2008-04-17 | 2009-01-01 |
| RO | Advising on securities | 2007-10-08 | 2009-01-01 | |
| Rep | Advising on securities | 2007-09-14 | 2007-10-08 | |
| CTBC Asia Limited | RO | Advising on securities | 2006-07-21 | 2007-08-15 |
| RO | Asset management | 2006-07-21 | 2007-08-15 | |
| Rep | Asset management | 2004-07-06 | 2006-07-21 |
No HKMA registrations in the collected records.