Personnel Hong Kong SFC License Details (ID 79604)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIRST SECURITIES (HK) LIMITED	RO	Asset management	2009-08-03	2025-01-01
	RO	Dealing in securities	2004-09-30	2025-01-01
	Rep	Advising on securities	2003-09-09	2004-08-30
	Rep	Advising on corporate finance	2003-09-09	2004-09-30
	Rep	Asset management	2003-09-09	2004-09-30
	Rep	Dealing in securities	2003-09-09	2004-09-30