| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| FIRST SECURITIES (HK) LIMITED | RO | Dealing in securities | 2011-08-23 | - |
| Rep | Dealing in securities | 2011-06-08 | 2011-08-23 | |
| KGI ASIA LIMITED | RO | Dealing in securities | 2011-01-13 | 2011-06-01 |
| KGI WEALTH MANAGEMENT LIMITED | RO | Dealing in securities | 2011-01-13 | 2011-06-01 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2010-01-18 | 2011-01-13 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | Dealing in securities | 2007-10-15 | 2011-01-13 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-09-20 | 2007-09-09 |
No HKMA registrations in the collected records.