Personnel Hong Kong SFC License Details (ID 79612)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIRST SECURITIES (HK) LIMITED	RO	Dealing in securities	2021-04-28	-
	Rep	Dealing in securities	2011-06-10	2021-04-28
KGI ASIA LIMITED	Rep	Dealing in securities	2010-01-18	2011-06-01
KGI WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2008-05-05	2011-06-01