Webb-site Legacy

Lin, Yi-Ju (SFC:AOJ451) 林怡如

SFC ID:AOJ451

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAPITAL GLOBAL MANAGEMENT LIMITED	Rep	Dealing in securities	2013-07-25	2013-11-06
FIRST SECURITIES (HK) LIMITED	Rep	Dealing in securities	2011-06-10	2013-03-01
KGI ASIA LIMITED	Rep	Dealing in securities	2011-05-23	2011-06-02
KGI WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2011-05-23	2011-06-02
CAPITAL GLOBAL MANAGEMENT LIMITED	Rep	Advising on securities	2011-01-20	2011-02-28
	Rep	Dealing in securities	2011-01-20	2011-02-28
KGI ASIA LIMITED	Rep	Dealing in securities	2010-01-28	2010-12-13
KGI WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2007-06-13	2010-10-28
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2007-01-04	2007-05-31