Personnel Hong Kong SFC License Details (ID 79628)

Personnel Hong Kong SFC License Details (ID 79628)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS ASIA CAPITAL LIMITED	RO	Advising on securities	2022-05-11	-
	RO	Dealing in securities	2022-05-11	-
	RO	Advising on corporate finance	2017-05-08	-
	Rep	Advising on corporate finance	2016-04-05	2017-05-08
	Rep	Advising on securities	2016-04-05	2022-05-11
	Rep	Dealing in securities	2016-04-05	2022-05-11
CMB International Capital Limited	Rep	Advising on corporate finance	2014-12-30	2015-10-20
	Rep	Dealing in securities	2014-12-30	2015-10-20
FIRST SHANGHAI CAPITAL LIMITED	Rep	Advising on corporate finance	2011-07-21	2014-11-23
CELESTIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2010-01-06	2011-06-28
	Rep	Dealing in securities	2010-01-06	2011-06-28