Personnel Hong Kong SFC License Details (ID 79634)

Personnel Hong Kong SFC License Details (ID 79634)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIRST SHANGHAI FUTURES LIMITED	RO	Dealing in futures contracts	2011-07-11	2026-06-30
FIRST SHANGHAI SECURITIES LIMITED	RO	Dealing in securities	2006-09-08	-
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2006-06-28	2011-07-11
FIRST SHANGHAI SECURITIES LIMITED	Rep	Providing automated trading services	2003-04-01	2003-09-02
	Rep	Advising on corporate finance	2003-04-01	2004-08-16
	Rep	Advising on securities	2003-04-01	2004-08-16
	Rep	Asset management	2003-04-01	2004-08-16
	Rep	Dealing in securities	2003-04-01	2006-09-08