| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| FIRST SHANGHAI FUTURES LIMITED | RO | Dealing in futures contracts | 2011-07-11 | 2026-06-30 |
| FIRST SHANGHAI SECURITIES LIMITED | RO | Dealing in securities | 2006-09-08 | - |
| FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-06-28 | 2011-07-11 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-09-02 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-08-16 | |
| Rep | Advising on securities | 2003-04-01 | 2004-08-16 | |
| Rep | Asset management | 2003-04-01 | 2004-08-16 | |
| Rep | Dealing in securities | 2003-04-01 | 2006-09-08 |
No HKMA registrations in the collected records.