Personnel Hong Kong SFC License Details (ID 79635)

Personnel Hong Kong SFC License Details (ID 79635)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIRST SHANGHAI FUTURES LIMITED	RO	Dealing in futures contracts	2012-10-05	2025-04-26
FIRST SHANGHAI SECURITIES LIMITED	RO	Advising on securities	2012-01-09	2025-04-26
	RO	Dealing in securities	2012-01-09	2025-04-26
FIRST SHANGHAI FUTURES LIMITED	RO	Advising on futures contracts	2010-09-01	2025-04-26
	Rep	Providing automated trading services	-	2003-09-05
	Rep	Asset management	-	2004-08-11
	Rep	Advising on futures contracts	-	2010-09-01
	Rep	Dealing in futures contracts	-	2012-10-05
FIRST SHANGHAI SECURITIES LIMITED	Rep	Providing automated trading services	-	2003-09-02
	Rep	Advising on corporate finance	-	2004-08-11
	Rep	Asset management	-	2004-08-11
	Rep	Advising on securities	-	2012-01-09
	Rep	Dealing in securities	-	2012-01-09