| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-12-20 | 2026-06-30 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2005-12-20 | - |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | RO | Advising on futures contracts | 2003-04-01 | 2004-12-03 |
| RO | Asset management | 2003-04-01 | 2004-12-03 | |
| RO | Dealing in futures contracts | 2003-04-01 | 2005-11-30 | |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | RO | Advising on corporate finance | 2003-04-01 | 2004-12-03 |
| RO | Advising on securities | 2003-04-01 | 2004-12-03 | |
| RO | Asset management | 2003-04-01 | 2004-12-03 | |
| RO | Dealing in securities | 2003-04-01 | 2005-11-30 |
No HKMA registrations in the collected records.