Personnel Hong Kong SFC License Details (ID 79639)

Personnel Hong Kong SFC License Details (ID 79639)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2005-12-20	2026-06-30
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2005-12-20	-
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	RO	Advising on futures contracts	2003-04-01	2004-12-03
	RO	Asset management	2003-04-01	2004-12-03
	RO	Dealing in futures contracts	2003-04-01	2005-11-30
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	RO	Advising on corporate finance	2003-04-01	2004-12-03
	RO	Advising on securities	2003-04-01	2004-12-03
	RO	Asset management	2003-04-01	2004-12-03
	RO	Dealing in securities	2003-04-01	2005-11-30