Personnel Hong Kong SFC License Details (ID 79640)

Personnel Hong Kong SFC License Details (ID 79640)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2022-09-29	-
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2022-09-29	-
FOUNDER FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-11-16	2021-12-13
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2020-11-16	-
FIRST SHANGHAI FUTURES LIMITED	Rep	Providing automated trading services	2003-05-26	2003-09-05
FIRST SHANGHAI SECURITIES LIMITED	Rep	Providing automated trading services	2003-05-26	2003-09-02
	Rep	Dealing in securities	2003-05-26	2020-10-29
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2003-05-22	2020-10-29