Personnel Hong Kong SFC License Details (ID 79644)

Personnel Hong Kong SFC License Details (ID 79644)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RICHE BRIGHT SECURITIES LIMITED	RO	Dealing in futures contracts	2023-03-06	2025-06-24
	Rep	Asset management	2022-10-17	-
	RO	Advising on securities	2022-03-07	-
	RO	Dealing in securities	2020-03-27	-
FT Securities Limited	RO	Advising on securities	2018-06-05	2019-08-21
	RO	Dealing in securities	2018-06-05	2019-08-21
	Rep	Dealing in securities	2018-04-24	2018-06-05
JIMEI SECURITIES LIMITED	RO	Dealing in securities	2016-08-08	2018-01-14
	Rep	Dealing in securities	2016-06-23	2016-08-08
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2007-10-31	2016-06-17
FIRST SHANGHAI FUTURES LIMITED	Rep	Providing automated trading services	2003-05-26	2003-09-05
	Rep	Dealing in futures contracts	2003-05-22	2016-06-17