Personnel Hong Kong SFC License Details (ID 79648)

Personnel Hong Kong SFC License Details (ID 79648)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Changjiang Securities Brokerage (HK) Limited	RO	Advising on futures contracts	2016-07-26	2020-10-16
	RO	Dealing in futures contracts	2016-07-26	2020-10-16
Changjiang Futures (HK) Limited	RO	Advising on futures contracts	2015-12-29	2020-10-16
	RO	Dealing in futures contracts	2015-12-29	2020-10-16
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2013-02-14	2020-10-16
Changjiang Futures (HK) Limited	Rep	Dealing in futures contracts	2012-02-28	2015-12-29
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2008-12-09	2012-02-04
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2008-11-25	2012-02-04
Quam Securities Limited	Rep	Dealing in securities	2006-05-29	2008-10-24