| FIRST SHANGHAI SECURITIES LIMITED | RO | Dealing in securities | 2018-06-20 | - |
| FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-05-26 | 2026-06-30 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2009-03-19 | 2018-06-20 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-03-28 | 2008-10-24 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2003-11-26 | 2008-03-17 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2003-11-26 | 2008-03-17 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-04-04 |
| Rep | Asset management | 2003-04-01 | 2003-04-04 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-04-04 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-04-04 |
| Rep | Advising on securities | 2003-04-01 | 2003-04-04 |
| Rep | Asset management | 2003-04-01 | 2003-04-04 |
| Rep | Dealing in securities | 2003-04-01 | 2003-04-04 |