| Planetree Securities Limited | RO | Leveraged foreign exchange trading | 2025-06-03 | - |
| Planetree Asset Management Limited (HK) | RO | Asset management | 2024-08-27 | - |
| Planetree Discount Lending Limited | RO | Securities margin financing | 2024-08-27 | - |
| Planetree Research Limited | RO | Advising on securities | 2024-08-27 | - |
| Planetree Securities Limited | RO | Dealing in securities | 2024-08-27 | - |
| Planetree Asset Management Limited (HK) | Rep | Asset management | 2024-07-12 | 2024-08-27 |
| Planetree Discount Lending Limited | Rep | Securities margin financing | 2024-07-12 | 2024-08-27 |
| Planetree Futures Limited | Rep | Dealing in futures contracts | 2024-07-12 | - |
| Planetree Research Limited | Rep | Advising on futures contracts | 2024-07-12 | - |
| Rep | Advising on securities | 2024-07-12 | 2024-08-27 |
| Planetree Securities Limited | Rep | Providing automated trading services | 2024-07-12 | - |
| Rep | Dealing in securities | 2024-07-12 | 2024-08-27 |
| VGROWTH SECURITIES INTERNATIONAL FINANCIAL GROUP LIMITED | RO | Advising on securities | 2023-06-16 | 2023-10-25 |
| Rep | Advising on securities | 2023-04-25 | 2023-06-16 |
| PATRONS SECURITIES LIMITED | RO | Advising on securities | 2022-12-06 | 2023-04-18 |
| PLOTIO FOREX LIMITED | RO | Leveraged foreign exchange trading | 2022-03-21 | 2023-04-18 |
| PATRONS SECURITIES LIMITED | RO | Dealing in securities | 2020-12-04 | 2023-04-18 |
| Rep | Dealing in securities | 2020-10-06 | 2020-12-04 |
| Zero2IPO Securities Limited | RO | Dealing in securities | 2020-03-18 | 2020-08-31 |
| Rep | Dealing in securities | 2020-01-24 | 2020-03-18 |
| Awaken Thunder Capital Limited | RO | Advising on securities | 2019-03-11 | 2019-12-31 |
| RO | Dealing in securities | 2019-03-11 | 2019-12-31 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2016-09-14 | 2018-10-31 |
| SOUTH CHINA RESEARCH LIMITED | RO | Advising on securities | 2016-07-05 | 2018-10-31 |
| South China Forex Limited | Rep | Leveraged foreign exchange trading | 2016-04-26 | 2018-10-31 |
| SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2016-04-26 | 2016-07-05 |
| DELTA ASIA SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2016-02-23 | 2016-03-11 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | RO | Advising on futures contracts | 2015-07-28 | 2016-03-11 |
| Rep | Advising on futures contracts | 2013-07-16 | 2015-07-28 |
| DELTA ASIA SECURITIES LIMITED | Rep | Advising on securities | 2013-07-16 | 2016-03-11 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | Advising on futures contracts | 2011-03-16 | 2013-05-24 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Advising on securities | 2011-03-16 | 2013-05-24 |
| PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2007-12-05 | 2008-08-12 |