Personnel Hong Kong SFC License Details (ID 79662)

Personnel Hong Kong SFC License Details (ID 79662)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2018-05-28	2022-06-09
	Rep	Dealing in securities	2018-05-14	2019-09-12
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2017-12-01	2018-04-13
FIRST SHANGHAI SECURITIES LIMITED	Rep	Dealing in securities	2017-12-01	2018-04-13
	Rep	Advising on securities	2017-09-21	2018-04-13
	Rep	Dealing in securities	2009-09-28	2017-09-21
FIRST SHANGHAI FUTURES LIMITED	Rep	Dealing in futures contracts	2009-07-29	2017-09-21
CHINA XIN YONGAN FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2008-08-28	2009-06-30
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in securities	2007-07-09	2008-04-25