| CORPORATE BROKERS LIMITED | Rep | Dealing in securities | 2025-06-09 | - |
| CORPORATE COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2025-06-09 | - |
| FAIR EAGLE FUTURES COMPANY LIMITED | RO | Advising on futures contracts | 2021-10-19 | 2025-06-01 |
| FAIR EAGLE SECURITIES COMPANY LIMITED | RO | Advising on securities | 2021-10-19 | 2025-06-01 |
| FAIR EAGLE FINANCE CREDIT LIMITED | RO | Securities margin financing | 2019-08-01 | 2025-06-01 |
| FAIR EAGLE FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2019-08-01 | 2025-06-01 |
| FAIR EAGLE SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2019-08-01 | 2025-06-01 |
| FAIR EAGLE FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2019-05-14 | 2019-08-01 |
| FAIR EAGLE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-05-14 | 2019-08-01 |
| HUAJIN FUTURES (INTERNATIONAL) LIMITED | RO | Dealing in futures contracts | 2018-02-02 | 2019-04-30 |
| HUAJIN SECURITIES (INTERNATIONAL) LIMITED | RO | Dealing in securities | 2018-02-02 | 2019-04-30 |
| HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | Dealing in futures contracts | 2017-11-01 | 2018-02-02 |
| HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2017-11-01 | 2018-02-02 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-09-08 | 2017-10-13 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2011-09-08 | 2017-10-13 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-08-27 | 2011-09-01 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2008-08-27 | 2011-09-01 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-09-05 |
| Rep | Advising on futures contracts | 2003-04-01 | 2004-08-11 |
| Rep | Asset management | 2003-04-01 | 2004-08-11 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2008-07-31 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-09-02 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-08-11 |
| Rep | Advising on securities | 2003-04-01 | 2004-08-11 |
| Rep | Asset management | 2003-04-01 | 2004-08-11 |
| Rep | Dealing in securities | 2003-04-01 | 2008-07-31 |