Personnel Hong Kong SFC License Details (ID 79683)

Personnel Hong Kong SFC License Details (ID 79683)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SPDB International Investment Management Limited	RO	Asset management	2024-05-13	-
	Rep	Asset management	2024-03-04	2024-05-13
CEB International Asset Management Corporation Limited	Rep	Advising on securities	2021-07-05	2023-05-14
	Rep	Asset management	2021-07-05	2023-05-14
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2014-11-27	2021-05-23
	Rep	Asset management	2014-11-27	2021-05-23
MacroValue Investors Limited	Rep	Asset management	2013-07-15	2014-10-28
OP INVESTMENT MANAGEMENT LIMITED	Rep	Asset management	2011-12-14	2013-06-30
FIRST SHANGHAI SECURITIES LIMITED	Rep	Advising on securities	2011-04-19	2011-11-25