Webb-site Legacy

Lau, Martin Kwok Kit 劉國傑

SFC ID:ADR107

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
First Sentier Investors (Hong Kong) Limited	RO	Dealing in securities	2006-06-05	-
	RO	Advising on securities	2004-05-05	-
	RO	Asset management	2004-05-05	-
FIRST STATE (HONG KONG) LLC	RO	Advising on securities	2004-05-05	2007-07-05
	RO	Asset management	2004-05-05	2008-04-01
First Sentier Investors (Hong Kong) Limited	Rep	Advising on futures contracts	2004-04-30	2006-08-28
FIRST STATE (HONG KONG) LLC	Rep	Advising on futures contracts	2004-04-30	2006-08-28
First Sentier Investors (Hong Kong) Limited	Rep	Advising on corporate finance	2003-04-01	2004-03-05
	Rep	Advising on securities	2003-04-01	2004-05-05
	Rep	Asset management	2003-04-01	2004-05-05
FIRST STATE (HONG KONG) LLC	Rep	Advising on corporate finance	2003-04-01	2004-03-05
	Rep	Advising on securities	2003-04-01	2004-05-05
	Rep	Asset management	2003-04-01	2004-05-05