| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | RO | Dealing in securities | 2006-06-05 | - |
| RO | Advising on securities | 2004-05-05 | - | |
| RO | Asset management | 2004-05-05 | - | |
| FIRST STATE (HONG KONG) LLC | RO | Advising on securities | 2004-05-05 | 2007-07-05 |
| RO | Asset management | 2004-05-05 | 2008-04-01 | |
| First Sentier Investors (Hong Kong) Limited | Rep | Advising on futures contracts | 2004-04-30 | 2006-08-28 |
| FIRST STATE (HONG KONG) LLC | Rep | Advising on futures contracts | 2004-04-30 | 2006-08-28 |
| First Sentier Investors (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-03-05 |
| Rep | Advising on securities | 2003-04-01 | 2004-05-05 | |
| Rep | Asset management | 2003-04-01 | 2004-05-05 | |
| FIRST STATE (HONG KONG) LLC | Rep | Advising on corporate finance | 2003-04-01 | 2004-03-05 |
| Rep | Advising on securities | 2003-04-01 | 2004-05-05 | |
| Rep | Asset management | 2003-04-01 | 2004-05-05 |
No HKMA registrations in the collected records.