Personnel Hong Kong SFC License Details (ID 79719)

Personnel Hong Kong SFC License Details (ID 79719)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2014-03-24	2014-08-08
First Sentier Investors (Hong Kong) Limited	Rep	Advising on securities	2011-05-06	2011-10-08
	Rep	Dealing in securities	2011-05-06	2011-10-08
BANK CONSORTIUM TRUST COMPANY LIMITED	Rep	Advising on securities	2009-05-15	2010-09-05
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2007-10-03	2009-03-19
	Rep	Asset management	2007-10-03	2009-03-19
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2006-07-18	2009-03-19