Personnel Hong Kong SFC License Details (ID 79724)

Personnel Hong Kong SFC License Details (ID 79724)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2026-03-26	-
	Rep	Dealing in securities	2026-03-26	-
AXA Investment Managers Asia Limited	Rep	Advising on securities	2019-05-21	-
	Rep	Dealing in securities	2019-05-21	-
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2014-01-16	2014-12-31
	Rep	Asset management	2014-01-16	2014-12-31
	Rep	Dealing in securities	2014-01-16	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Asset management	2014-01-16	2015-09-17
	Rep	Advising on securities	2014-01-16	2019-05-10
	Rep	Dealing in securities	2014-01-16	2019-05-10
First Sentier Investors (Hong Kong) Limited	Rep	Dealing in securities	2011-01-06	2013-12-28