Personnel Hong Kong SFC License Details (ID 79738)

Personnel Hong Kong SFC License Details (ID 79738)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2025-03-25	-
	RO	Dealing in securities	2016-07-29	-
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-11-26	2025-05-15
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2015-11-09	2016-07-29
Genting Securities Limited	RO	Dealing in securities	2015-02-10	2015-10-30
	Rep	Dealing in securities	2012-08-28	2015-02-10
CVP Securities Limited	Rep	Dealing in securities	2011-11-07	2012-08-15
FIRST WORLDSEC SECURITIES LIMITED	Rep	Dealing in securities	2008-02-29	2011-10-25
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2006-03-09	2008-02-15
PIPER JAFFRAY ASIA SECURITIES LIMITED	RO	Dealing in securities	2005-09-26	2006-02-25
	Rep	Dealing in securities	2004-03-18	2005-09-26
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-27
	Rep	Advising on securities	2003-04-01	2004-02-27
	Rep	Dealing in securities	2003-04-01	2004-03-16