| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2014-01-27 | 2016-05-09 |
| Rep | Dealing in securities | 2014-01-27 | 2016-05-09 | |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-01-27 | 2016-05-09 |
| PRINCIPAL INVESTMENT & RETIREMENT SERVICES LIMITED | RO | Advising on securities | 2013-10-24 | 2013-12-12 |
| RO | Dealing in securities | 2013-10-24 | 2013-12-12 | |
| Rep | Advising on securities | 2013-04-12 | 2013-10-24 | |
| Rep | Dealing in securities | 2013-04-12 | 2013-10-24 | |
| Quam Securities Limited | Rep | Advising on securities | 2012-08-30 | 2013-03-14 |
| Rep | Dealing in securities | 2012-08-30 | 2013-03-14 | |
| MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | Rep | Advising on securities | 2012-02-03 | 2012-08-08 |
| Rep | Dealing in securities | 2012-02-03 | 2012-08-08 | |
| FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2011-09-14 | 2012-01-06 |
| MONEY CONCEPTS (ASIA) HOLDINGS LIMITED | Rep | Advising on securities | 2011-05-20 | 2011-08-31 |
| Rep | Dealing in securities | 2011-05-20 | 2011-08-31 | |
| SSC MANDARIN FINANCIAL SERVICES LIMITED | RO | Advising on securities | 2008-01-18 | 2009-08-27 |
| Rep | Advising on securities | - | 2008-01-18 |