Personnel Hong Kong SFC License Details (ID 79756)

Personnel Hong Kong SFC License Details (ID 79756)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2013-03-05	-
	Rep	Dealing in securities	2006-05-18	2012-09-14
3V Capital Limited	Rep	Advising on securities	2006-03-27	2006-04-12
	Rep	Dealing in securities	2006-03-06	2006-04-12
Goldbridge Securities Limited	Rep	Advising on corporate finance	2003-04-01	2004-03-02
	Rep	Advising on securities	2003-04-01	2004-03-02
	Rep	Asset management	2003-04-01	2004-03-02
	Rep	Providing automated trading services	2003-04-01	2004-03-02
	Rep	Dealing in securities	2003-04-01	2006-02-21