Personnel Hong Kong SFC License Details (ID 79781)

Personnel Hong Kong SFC License Details (ID 79781)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OnePlatform Asset Management Limited	RO	Advising on securities	2019-01-08	2022-05-11
	RO	Asset management	2019-01-08	2022-05-11
	RO	Dealing in securities	2019-01-08	2022-05-11
MC Asset Management Asia Limited	RO	Dealing in securities	2014-03-18	2016-12-31
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2012-10-04	2013-03-20
	Rep	Asset management	2012-10-04	2013-03-20
	Rep	Dealing in securities	2012-10-04	2013-03-20
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2012-10-04	2013-03-20
	Rep	Asset management	2012-10-04	2013-03-20
	Rep	Dealing in securities	2012-10-04	2013-03-20
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Dealing in securities	2010-10-12	2012-09-28
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Advising on securities	2009-09-18	2010-08-24
	Rep	Asset management	2009-09-18	2010-08-24
PineBridge Investments Asia Limited	Rep	Dealing in securities	2009-04-03	2009-09-15
	Rep	Advising on securities	2007-12-27	2009-09-15
PineBridge Investments Hong Kong Limited	Rep	Dealing in securities	2004-09-23	2009-09-15
PineBridge Investments Asia Limited	Rep	Advising on corporate finance	-	2004-09-20
	Rep	Advising on securities	-	2004-09-20
	Rep	Asset management	-	2009-09-15