Personnel Hong Kong SFC License Details (ID 79795)

Personnel Hong Kong SFC License Details (ID 79795)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on securities	2014-11-14	2020-04-24
	Rep	Dealing in securities	2014-11-14	2020-04-24
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Dealing in securities	2009-07-20	2014-08-24
PineBridge Investments Asia Limited	Rep	Dealing in securities	2009-04-03	2009-06-23
	Rep	Advising on securities	2008-03-25	2009-06-23
	Rep	Asset management	2008-03-25	2009-06-23
PineBridge Investments Hong Kong Limited	Rep	Dealing in securities	2008-03-25	2009-06-23