Personnel Hong Kong SFC License Details (ID 79797)

Personnel Hong Kong SFC License Details (ID 79797)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	RO	Advising on securities	2022-07-01	-
	RO	Dealing in securities	2022-07-01	-
Legg Mason Asset Management Hong Kong Limited	RO	Advising on securities	2021-05-17	2022-06-30
	RO	Dealing in securities	2021-05-17	2022-06-30
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	RO	Advising on securities	2021-02-02	2022-06-30
	RO	Dealing in securities	2021-02-02	2022-06-30
Legg Mason Asset Management Hong Kong Limited	Rep	Dealing in securities	2020-11-16	2021-05-17
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Dealing in securities	2004-07-06	2021-02-02