| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED | RO | Dealing in securities | 2025-04-15 | - |
| Rep | Dealing in securities | 2023-07-03 | 2025-04-15 | |
| Jefferies Hong Kong Limited | RO | Dealing in securities | 2021-03-05 | 2023-05-31 |
| Rep | Dealing in securities | 2020-11-03 | 2021-03-05 | |
| Oaktree Capital (Hong Kong) Limited | RO | Dealing in securities | 2014-08-06 | 2020-10-16 |
| Rep | Dealing in securities | 2014-07-04 | 2014-08-06 | |
| FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Dealing in securities | 2009-02-06 | 2014-06-07 |
| AllianceBernstein Hong Kong Limited | Rep | Advising on futures contracts | 2008-04-03 | 2009-01-16 |
| Rep | Advising on securities | 2005-07-26 | 2009-01-16 | |
| Rep | Dealing in securities | 2005-07-26 | 2009-01-16 |
No HKMA registrations in the collected records.