| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Zircon Securities (HK) Limited | Rep | Asset management | 2026-01-26 | - |
| RO | Advising on futures contracts | 2025-09-02 | - | |
| RO | Advising on securities | 2025-09-02 | - | |
| RO | Dealing in futures contracts | 2025-09-02 | - | |
| RO | Dealing in securities | 2025-09-02 | - | |
| Zero2IPO Securities Limited | RO | Dealing in futures contracts | 2023-07-07 | 2025-08-31 |
| RO | Dealing in securities | 2023-07-07 | 2025-08-31 | |
| WEBULL SECURITIES LIMITED | RO | Advising on securities | 2023-05-31 | 2023-06-19 |
| RO | Dealing in securities | 2022-08-10 | 2023-06-19 | |
| Rep | Dealing in securities | 2022-06-14 | 2022-08-10 | |
| Zero2IPO Securities Limited | RO | Dealing in futures contracts | 2020-08-31 | 2022-05-22 |
| RO | Dealing in securities | 2020-08-31 | 2022-05-22 | |
| Rep | Dealing in futures contracts | 2020-08-24 | 2020-08-31 | |
| Rep | Dealing in securities | 2020-08-24 | 2020-08-31 | |
| CHINA GLORY SECURITIES COMPANY LIMITED | RO | Dealing in futures contracts | 2020-07-28 | 2020-08-11 |
| RO | Dealing in securities | 2020-07-28 | 2020-08-11 | |
| Rep | Dealing in futures contracts | 2020-05-22 | 2020-07-28 | |
| Rep | Dealing in securities | 2020-05-22 | 2020-07-28 | |
| Zero2IPO Securities Limited | RO | Dealing in futures contracts | 2019-02-20 | 2020-04-30 |
| RO | Dealing in securities | 2019-02-20 | 2020-04-30 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Leveraged foreign exchange trading | 2013-07-22 | 2016-10-31 |
| Rep | Dealing in futures contracts | 2013-07-08 | 2019-01-01 | |
| Rep | Dealing in securities | 2013-07-08 | 2019-01-01 | |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-06-21 | 2013-06-23 |
| Rep | Dealing in securities | 2011-06-21 | 2013-06-23 | |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2008-03-11 | 2011-06-06 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-07-26 | 2011-06-06 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-07-26 | 2011-06-06 |
No HKMA registrations in the collected records.