Personnel Hong Kong SFC License Details (ID 79820)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Zircon Securities (HK) Limited	Rep	Asset management	2026-01-26	-
	RO	Advising on futures contracts	2025-09-02	-
	RO	Advising on securities	2025-09-02	-
	RO	Dealing in futures contracts	2025-09-02	-
	RO	Dealing in securities	2025-09-02	-
Zero2IPO Securities Limited	RO	Dealing in futures contracts	2023-07-07	2025-08-31
	RO	Dealing in securities	2023-07-07	2025-08-31
WEBULL SECURITIES LIMITED	RO	Advising on securities	2023-05-31	2023-06-19
	RO	Dealing in securities	2022-08-10	2023-06-19
	Rep	Dealing in securities	2022-06-14	2022-08-10
Zero2IPO Securities Limited	RO	Dealing in futures contracts	2020-08-31	2022-05-22
	RO	Dealing in securities	2020-08-31	2022-05-22
	Rep	Dealing in futures contracts	2020-08-24	2020-08-31
	Rep	Dealing in securities	2020-08-24	2020-08-31
CHINA GLORY SECURITIES COMPANY LIMITED	RO	Dealing in futures contracts	2020-07-28	2020-08-11
	RO	Dealing in securities	2020-07-28	2020-08-11
	Rep	Dealing in futures contracts	2020-05-22	2020-07-28
	Rep	Dealing in securities	2020-05-22	2020-07-28
Zero2IPO Securities Limited	RO	Dealing in futures contracts	2019-02-20	2020-04-30
	RO	Dealing in securities	2019-02-20	2020-04-30
Yuanta Securities (Hong Kong) Company Limited	Rep	Leveraged foreign exchange trading	2013-07-22	2016-10-31
	Rep	Dealing in futures contracts	2013-07-08	2019-01-01
	Rep	Dealing in securities	2013-07-08	2019-01-01
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	Rep	Dealing in futures contracts	2011-06-21	2013-06-23
	Rep	Dealing in securities	2011-06-21	2013-06-23
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2008-03-11	2011-06-06
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2007-07-26	2011-06-06
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2007-07-26	2011-06-06