Shing, Yan (SFC:AMH385) 盛欣

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	RO	Dealing in futures contracts	2015-11-13	-
	RO	Dealing in securities	2015-11-13	-
	Rep	Dealing in futures contracts	2011-03-21	2015-11-13
	Rep	Dealing in securities	2011-03-21	2015-11-13
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2007-05-25	2011-03-09
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-03-23	2011-03-09
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-03-23	2010-04-12
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-02-03	2011-03-09
SHUN LOONG FUTURES LIMITED	Rep	Dealing in futures contracts	2005-07-26	2010-04-12

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	RO	Dealing in futures contracts	2015-11-13	-
	RO	Dealing in securities	2015-11-13	-
	Rep	Dealing in futures contracts	2011-03-21	2015-11-13
	Rep	Dealing in securities	2011-03-21	2015-11-13
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2007-05-25	2011-03-09
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-03-23	2011-03-09
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-03-23	2010-04-12
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-02-03	2011-03-09
SHUN LOONG FUTURES LIMITED	Rep	Dealing in futures contracts	2005-07-26	2010-04-12