Webb-site Legacy

Lam, Yee Kwan (SFC:ACI910) 林懿君

SFC ID:ACI910

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FT Securities Limited	RO	Advising on futures contracts	2011-01-11	2012-01-16
	RO	Advising on securities	2011-01-11	2012-01-16
	RO	Dealing in futures contracts	2011-01-11	2012-01-16
	RO	Dealing in securities	2011-01-11	2012-01-16
	Rep	Advising on futures contracts	2008-05-26	2011-01-11
	Rep	Dealing in futures contracts	2008-05-26	2011-01-11
	Rep	Dealing in securities	2008-04-17	2011-01-11
PineBridge Investments Hong Kong Limited	Rep	Dealing in securities	2004-11-23	2008-04-03
FT Securities Limited	Rep	Advising on corporate finance	-	2003-04-04
	Rep	Advising on securities	-	2003-04-04
	Rep	Asset management	-	2003-04-04
	Rep	Dealing in securities	-	2003-04-04
JEFFERIES BACHE (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2003-04-04
	Rep	Asset management	-	2003-04-04
	Rep	Dealing in futures contracts	-	2003-04-04