Personnel Hong Kong SFC License Details (ID 79834)

Personnel Hong Kong SFC License Details (ID 79834)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VC BROKERAGE LIMITED	Rep	Dealing in securities	2023-01-03	-
VAST HARBOUR SECURITIES LIMITED	Rep	Dealing in securities	2020-05-06	2022-12-21
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2019-09-24	2020-04-16
FT Securities Limited	Rep	Dealing in futures contracts	2011-07-05	2012-06-27
	Rep	Dealing in securities	2011-07-05	2019-08-21
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2011-02-14	2011-07-01
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-12-22	2011-07-01
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2010-12-22	2011-07-01
FT Securities Limited	Rep	Advising on corporate finance	2003-04-01	2004-06-02
	Rep	Advising on securities	2003-04-01	2004-06-02
	Rep	Asset management	2003-04-01	2004-06-02
	Rep	Dealing in securities	2003-04-01	2010-12-16