| FUJI HONG KONG COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-02-01 | 2014-09-24 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-10-12 | 2007-01-27 |
| FUJI HONG KONG COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-01-18 | 2006-09-27 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-04-20 | 2005-01-14 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | - | 2004-02-25 |
| Rep | Asset management | - | 2004-02-25 |
| Rep | Dealing in futures contracts | - | 2004-03-24 |