Personnel Hong Kong SFC License Details (ID 79847)

Personnel Hong Kong SFC License Details (ID 79847)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Solo Futures Limited	Rep	Dealing in futures contracts	2017-09-21	2019-08-13
Solo Securities Limited	Rep	Dealing in securities	2017-09-21	2019-08-13
XinKong International Securities Limited	Rep	Dealing in futures contracts	2016-10-26	2017-06-23
	Rep	Dealing in securities	2016-10-26	2017-06-23
FUJI HONG KONG COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2010-06-21	2014-09-17
	Rep	Dealing in futures contracts	2005-01-12	2008-05-14
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2004-03-23	2005-01-07
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2004-03-23	2004-12-03
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2003-10-02	2004-03-18
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-09-23
	Rep	Asset management	-	2003-09-23
	Rep	Dealing in futures contracts	-	2004-03-18