Personnel Hong Kong SFC License Details (ID 79854)

Personnel Hong Kong SFC License Details (ID 79854)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2011-08-17	2011-11-11
FULBRIGHT SECURITIES LIMITED	Rep	Advising on securities	2011-08-17	2011-11-11
	Rep	Dealing in securities	2011-08-17	2011-11-11
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-09-14	2011-08-04
KGI ASIA LIMITED	Rep	Dealing in securities	2009-06-01	2011-08-04
	Rep	Advising on securities	2009-04-30	2011-08-04
FTL Wealth Management (HK) Limited	Rep	Advising on securities	2008-05-14	2009-03-16