Personnel Hong Kong SFC License Details (ID 79855)

Personnel Hong Kong SFC License Details (ID 79855)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	Rep	Advising on futures contracts	2015-11-27	-
FULBRIGHT SECURITIES LIMITED	Rep	Advising on securities	2015-11-27	-
FULBRIGHT ASSET MANAGEMENT LIMITED	Rep	Asset management	2012-05-23	2024-08-09
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2011-01-10	-
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2011-01-10	-
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2010-04-14	2010-09-30
	Rep	Dealing in securities	2010-04-14	2010-09-30
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-09-15	2010-03-22