| SFGHK Limited | Rep | Dealing in securities | 2012-04-11 | 2014-04-09 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-10-05 | 2011-12-31 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-16 | 2011-12-31 |
| Mage Securities Limited | Rep | Dealing in securities | 2004-12-15 | 2007-08-01 |
| KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-08-30 | 2004-12-09 |
| KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2004-08-30 | 2004-12-09 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2004-02-20 | 2004-08-12 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-02-20 | 2004-08-12 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-01-29 | 2004-02-18 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-01-29 | 2004-02-18 |
| INTERCHINA FUTURES LIMITED | Rep | Advising on futures contracts | - | 2004-01-14 |
| Rep | Asset management | - | 2004-01-14 |
| Rep | Dealing in futures contracts | - | 2004-01-27 |
| INTERCHINA SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-01-14 |
| Rep | Advising on securities | - | 2004-01-14 |
| Rep | Asset management | - | 2004-01-14 |
| Rep | Dealing in securities | - | 2004-01-27 |